The Duchy of Austria was a medieval principality of the Holy Roman Empire, established in 1156 by the Privilegium Minus, when the Margraviate of Austria (Ostarrîchi) was detached from Bavaria and elevated to a duchy in its own right. After the ruling dukes of the House of Babenberg became extinct in male line, there was as much as three decades of rivalry on inheritance and rulership, until the German king Rudolf I took over the dominion as the first monarch of the Habsburg dynasty in 1276. Thereafter, Austria became the patrimony and ancestral homeland of the dynasty and the nucleus of the Habsburg monarchy. In 1453, the archducal title of the Austrian rulers, invented by Duke Rudolf IV in the forged Privilegium Maius of 1359, was officially acknowledged by the Habsburg emperor Frederick III.

The Duchy of Bavaria was a frontier region in the southeastern part of the Merovingian kingdom from the sixth through the eighth century. It was settled by Bavarian tribes and ruled by dukes (duces) under Frankish overlordship. A new duchy was created from this area during the decline of the Carolingian Empire in the late ninth century. It became one of the stem duchies of the East Frankish realm which evolved as the Kingdom of Germany and the Holy Roman Empire.